Regulatory

At SWISS PRIME CAPITAL, we operate with transparency and integrity as our guiding principles. It is important to clarify our regulatory position and ensure that all clients fully understand the nature of our services.

REGULATORY DISCLAIMER

Swiss Prime Capital Association (“Swiss Prime Capital,” “we,” “us,” or “our”) operates under the legal framework of Swiss law as an association and is not subject to regulatory oversight by any financial authority. We do not hold, manage, or invest client funds, nor do we engage in asset management or provide personalized financial advisory services. As such, we are not required to obtain licensing or regulatory approvals from financial market supervisory authorities such as the Swiss Financial Market Supervisory Authority (FINMA) or any equivalent international regulatory body.

1. Non-Regulated Status

Swiss Prime Capital is structured as an association under Swiss law, focusing on facilitating access to innovative trading and investment opportunities rather than acting as a financial institution. Our platform operates as a conduit for information and technology-driven trading solutions but does not provide banking, brokerage, fiduciary, or custodial services. Since we do not hold or manage client assets, our business activities do not fall within the scope of regulatory requirements applicable to financial institutions.

2. Commitment to Legal Compliance

Despite our non-regulated status, we are fully committed to upholding the highest standards of legal and ethical business conduct. Swiss Prime Capital strictly adheres to all relevant legal guidelines, including but not limited to Swiss anti-money laundering (AML) regulations, data protection laws, and international financial integrity standards. Compliance with these guidelines ensures that our operations maintain transparency and integrity while protecting our users and partners.

3. Adherence to Anti-Money Laundering (AML) Laws

  • To prevent fraudulent activity, money laundering, and the financing of illicit operations, we implement stringent AML policies in line with Swiss and international AML frameworks, including the Financial Action Task Force (FATF) recommendations. Our AML measures include:\n

  • Customer Identification & Verification (KYC): Every user must undergo a Know Your Customer (KYC) verification process before accessing certain services, including withdrawals.

  • Electronic Identity Verification (e-ID): We require all customers to verify their identity through Veriff, a leading e-ID verification provider, to ensure compliance with global AML regulations. This process includes ID document validation, biometric facial recognition, and database cross-checks.

  • Transaction Monitoring: We actively monitor user activity to detect and report suspicious transactions that may indicate fraudulent or illicit behavior.

  • Sanctions & Blacklist Screening: All users are screened against international sanction lists and law enforcement databases to mitigate the risk of financial crime.

4. Mandatory User Identification for Withdrawals

To ensure compliance with our AML obligations and prevent illicit transactions, every user must successfully complete identity verification via Veriff e-ID verification before initiating any withdrawal from our platform. This verification process requires users to:\n

1. Provide a valid government-issued identification document.

2. Complete biometric facial verification to match the ID holder.

3. Undergo cross-referencing against AML and sanction lists.

Failure to comply with these verification requirements will result in withdrawal restrictions or account suspension. This measure is implemented to maintain the security of funds and prevent unauthorized transactions.

5. User Responsibility & Acknowledgment

By using our services, users acknowledge and agree that:

  • Swiss Prime Capital does not provide regulated financial services or act as an investment firm.

  • We do not accept client funds for management or act as a financial intermediary.

  • All users must comply with our identity verification and AML requirements before processing withdrawals.

  • We reserve the right to refuse and/or to deny service or restrict access to users who fail to comply with our verification or compliance procedures. By using our services, you acknowledge and accept these terms service.

6.   Transparency and Accountability

While we are not under the oversight of any regulatory authority, we are dedicated to maintaining the highest standards of transparency, security, and accountability. Our processes are designed to ensure that all transactions are conducted ethically and in compliance with relevant laws.

7. Final Disclaimer

Swiss Prime Capital does not provide financial, legal, or tax advice, nor do we guarantee investment returns or market performance. Users must conduct their due diligence and seek independent professional advice before engaging in any financial activities. Our commitment to compliance and security measures ensures that we provide a legally sound and secure environment for all users.

For further inquiries, please contact us at legalterms@swissprimecapital.com.